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Sunrise Mining Corporation (OTCBB: SUIP), www.Baby-Bulls.com Sunrise Mining Corporation announced on 1/4/08 that it has closed a private placement financing ......
Immediately preceding the closing of the Exchange Transaction, HydroGen completed a private placement of LLC membership units to accredited investors for ......
On December 22, 1999, the California Department of Corporations issued a Desist ... Most RDI investors completed a Private Placement Application and entered ......
Even with securities exemption registration, there are only two legal ways to show a private placement . Either through an NASD registered broker dealer , ......
... and Co-Chaired the ABA’s Private Placement Broker-Dealer Task Force in 1999. .... the U.S. Department of Justice, and the University of California . ......
The Oregon Department of Justice, headed by Attorney General Hardy Myers, ... securities, listing sponsorships, public offerings, private placements , ......
Blue Canyon Windpower II, LLC,; Calpine Corporation ; Competitive Power Ventures ... The Firm has obtained a number of private letter rulings with respect to ......
Initially, this included wholesaling private placements in equipment leasing to boutique broker-dealers for Ulysses Capital Corporation and retailing ......
To further fund this project the company has closed a private placement financing for .... to a successful inspection from the California Health Department . ......
In May 2004, the California Department of Corporations in 2004 revoked the ... would set up for them at Carlin Equities Corp ., a registered broker-dealer . ......
Stephen McCaffrey is a Senior Counsel of KeySpan Corporation , a holding ..... private equity investing, and broker-dealer and investment adviser compliance. ......
Department of Workforce Services (05/14/08). Credit Analyst Sr (RBC): Wachovia Corporation (Houston, TX) ...Credit Analyst Senior teams with the other ......
Prior to Goldman, he was with the First Boston Corporation . .... he worked on a variety of mergers and acquisitions and private placement transactions. ......
Mr. McGowan began his career at Liquidity Fund Investment Corporation and ... with the creation of the first secondary market for private placements . ......
The Shopoff Group is a private real estate investment firm offering ... estate department and is also a member of the University of California Irvine Chief ......
