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Kevin Bradburn has been actively involved in the broker/dealer community since 1994, .... His primary responsibility is to review incoming private placement ......
Launer joined MetLife in 1979 in the Investments Department in southern California . During his career at the Company, Launer has managed virtually every ......
Fremont General Corporation is a financial services holding company with $8.8 billion .... Canaccord Adams Inc. acted as placement agent for this offering. ......
1080780 shares of our common stock issued in a private placement to fifteen investors ..... and transactions in which the broker-dealer solicits purchasers; ......
Mar 24, 2005 ... In May 2004, the California Department of Corporations in 2004 revoked ... up for them at Carlin Equities Corp ., a registered broker-dealer . ......
Advised bank management in organizing and structuring of Corporate Finance Department with respect to brokering private placements of corporate debt and ......
(c) If the applicant for broker-dealer registration is a corporation , ... and sale of securities private placements that have been registered under the Act ......
Private Placement Fraud: From approximately October 1999 .... a stock broker affiliated with Morgan Grant Capital Corp ., a New York broker-dealer , ......
At JobDirect, Mr. Ford oversaw all business planning and operations, and closed two private placements and VC funding for the company totaling $9 million. ......
At sentencing the California judge described the Edwards as "evil .... As a private placement type investment, the Mathon funds were limited in their ......
TRA W. Private placements of securities . ...... securities dealer that is a bank or a separately identifiable department or division of a bank, or Form BD, ......
InvestIN Securities Corp . Licensed broker/dealer in 47 states of the U.S. and not .... IPO's, private placements and unique fixed income securities. ......
These include special-purpose mutual fund distributors, placement agents in direct ... The firm represented the California Department of Insurance in ......
Seeking associates with private equity and hedge fund experience. Investment Management Group. Any Level. Seeking associate with broker-dealer experience. ......
Managed assets in a life settlement private placement broker/dealer with average monthly trading ... Fire team leader - Marine Corp . Leadership Training day ......
