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Tenant in Common Real Estate Agreement, 1031 TIC Properties   

Kevin Bradburn has been actively involved in the broker/dealer community since 1994, .... His primary responsibility is to review incoming private placement ......

MetLife Management   

Launer joined MetLife in 1979 in the Investments Department in southern California . During his career at the Company, Launer has managed virtually every ......

M2 Release   

Fremont General Corporation is a financial services holding company with $8.8 billion .... Canaccord Adams Inc. acted as placement agent for this offering. ......

IMPLANT SCIENCES CORP (Form: 424B3, Received: 07/07/2005 09:04:56)   

1080780 shares of our common stock issued in a private placement to fifteen investors ..... and transactions in which the broker-dealer solicits purchasers; ......

NASAA News Release.032305   

Mar 24, 2005 ... In May 2004, the California Department of Corporations in 2004 revoked ... up for them at Carlin Equities Corp ., a registered broker-dealer . ......

Butzel Long - Practice Description and Attorneys   

Advised bank management in organizing and structuring of Corporate Finance Department with respect to brokering private placements of corporate debt and ......

DOB: MLP Real Estate Securities Consent   

(c) If the applicant for broker-dealer registration is a corporation , ... and sale of securities private placements that have been registered under the Act ......

doj_press_release0001   

Private Placement Fraud: From approximately October 1999 .... a stock broker affiliated with Morgan Grant Capital Corp ., a New York broker-dealer , ......

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At JobDirect, Mr. Ford oversaw all business planning and operations, and closed two private placements and VC funding for the company totaling $9 million. ......

Financial Crime News Features July 2005-1   

At sentencing the California judge described the Edwards as "evil .... As a private placement type investment, the Mathon funds were limited in their ......

Uniform Applicaiton for Broker Dealer Registration - Form BD   

TRA W. Private placements of securities . ...... securities dealer that is a bank or a separately identifiable department or division of a bank, or Form BD, ......

Brokerage Dealers: Stock Brokerage Firms and Services | Business.com   

InvestIN Securities Corp . Licensed broker/dealer in 47 states of the U.S. and not .... IPO's, private placements and unique fixed income securities. ......

Howard Rice Nemerovski Canady Falk & Rabkin   

These include special-purpose mutual fund distributors, placement agents in direct ... The firm represented the California Department of Insurance in ......

Attorney Placements International   

Seeking associates with private equity and hedge fund experience. Investment Management Group. Any Level. Seeking associate with broker-dealer experience. ......

LinkedIn: Tianming (T) Zhu   

Managed assets in a life settlement private placement broker/dealer with average monthly trading ... Fire team leader - Marine Corp . Leadership Training day ......

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